I would like to ask if the stock market opened this weekend on April 28th and 29th

The Shanghai Stock Exchange released the "Shanghai Stock Exchange Trading Rules"

The was approved by the China Securities Regulatory Commission, the Shanghai Stock Exchange recently released the "Shenzhen Stock Exchange Trading Rules". The relevant notice of the Shanghai Stock Exchange shows that the new "Trading Rules" will be officially implemented on July 1, 2006, and the relevant business rules will be announced separately.

notice on issuing the "Shanghai Stock Exchange Trading Rules"

Member units:

The CSRC's approval is now released. This rule will be implemented from July 1, 2006, and related business rules will be announced separately.

The Shanghai Stock Exchange

May 15, 2006

The Shanghai Stock Exchange Trading Rules

Chapter 1 General Principles

1.1 is to standardize the trading behavior of the securities market, maintain the order of the securities market, and protect the legitimate rights and interests of investors. "Articles of Association of Shanghai Stock Exchange" formulate this rule.

1.2 transactions listed on the Shanghai Stock Exchange (hereinafter referred to as the "Institute") and their derivative varieties (hereinafter collectively referred to as "securities") are applicable. If this rules do not specify, other relevant regulations of the Institute are applicable.

1.3 The principles of openness, fairness, and fairness of securities transactions.

1.4 securities transactions shall comply with laws, administrative regulations and departmental rules and relevant business rules, and follow the principles of voluntary, paid, and honesty.

.5 securities transactions adopt paperless centralized transactions or other methods approved by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC").

Chapter 2 trading market

The first section trading venue

2.1.1 This institute provides transaction venues and facilities for securities transactions. Trading venues and facilities are composed of trading hosts, trading halls, participants trading business units, reporting systems and related communication systems.

2.1.2 The trading hall set up in this office. Members (hereinafter referred to as "members") can be declared through the traders in the trading hall.

In except for the passage of this institute, those who enter the trading hall are limited to the following personnel:

(1) Registered in the trader;

( 2) Regulators within the venue.

The second section of transaction participants and transaction rights

2.2.1 members and agencies recognized by the Institute to enter the market for securities transactions, they must apply to the Institute for obtaining it The corresponding seats and transaction rights have become participants in the transaction.

The transaction participants shall conduct securities transactions by trading business units applied to the participants in the Institute.

2.2.2 Participants' trading business unit refers to the basic units that transaction participants can participate in the securities transaction of the firm, enjoy and exercise relevant transaction rights, and accept the relevant transaction business management.

2.2.3 The management rules such as the participants' transaction business units and transaction permissions shall be separately stipulated by the Institute, and the report of the report will take effect after approval.

Seential transaction varieties

2.3.1 The following securities can be traded in this institute's market:

(1) Stocks;

(2) Fund;

(3) bonds;

(4) Bond repurchase; ;

(6) Other transaction varieties approved by the Securities Regulatory Commission.

The section 4 trading time

2.4.1 The trading day of this institute is Monday to Friday.

The state -of -the -market holidays and announcements announced by the Institute.

2.4.2 If the bidding transaction method is adopted, from 9:15 to 9:25 for each trading day is the opening of the market, from 9:30 to 11: 30, 13:00 to 15:00 In order to continue the bidding time, except for the suspension of trading and resumption of trading during the opening of the market.

Colishable according to market development and approved by the Securities Regulatory Commission, the Institute can adjust the transaction time.

. 2.4.3 Due to the time of transaction time, the market is stopped, and the transaction time will not be postponed.

Chapter 3 Securities Sale

It section 1 general provisions

3.1.1 After members who accept investors' buying and sell The content is declared to the Institute and assumed corresponding transactions and settlement responsibilities.

If a member accepts investors to buy and sell commission to reach a transaction, investors shall deliver to the members to pay for the securities sold by their entrusted members or their entrusted members to buy securities. Obtaining money or securities bought.

. 3.1.2 Members send instructions to the Institute of transaction host through the participants' trading business unit and related reporting channels Send from the Institute to a member.

3.1.3 Members shall properly retain the commission and declaration records in accordance with relevant regulations.

3.1.4 The securities bought by investors must not be sold before the settlement, except for the reckless transactions.

The transfer transaction of securities refers to the securities bought by investors. After the transaction is confirmed, all or partially sold before the settlement.

3.1.5 bonds and claims implement the day's turnover transactions, and B shares will turn on transactions from the next trading day.

3.1.6 According to market needs, the Institute can implement a first -level dealer system. The specific measures shall be separately stipulated by the Institute, which will take effect after the approved by the notice.

It Section 2 Specify Transactions

3.2.1 Except for B -shares transactions in overseas investors in the market securities transaction.

3.2.2 Comprehensive designated transaction refers to investors participating in the sale of securities of the institute in advance that a member must designate a member of their trading securities and participate in the sale of the securities of the institute through the membership.

3.2.3 Investors shall sign a designated transaction agreement with a member of the designated transaction to clarify the rights, obligations and responsibilities of both parties. Once the designated transaction protocol is signed, members can declare the designated transaction procedures to the trading console according to the investor's application.

. 3.2.4 During the opening of the market, the designated transaction declaration instruction was accepted.

3.2.5 If an investor changes the designated transaction, it shall submit an application to the designated member, and the member will declare the withdrawal instruction. For those who meet the specified conditions of cancellation, members must not limit, obstruct or delay their registration procedures.

3.2.6 The specified transaction can be re -applied for a designated transaction.

3.2.7 The specified transactions are implemented in accordance with the relevant provisions of the institute.

It section 3 commission

3.3.1 Investors to buy and sell securities shall open a securities account and capital account, and sign a securities transaction commission agreement with members. After the agreement takes effect, investors become customers of the member brokerage business (hereinafter referred to as "customer").

The investor opens a securities account and handles it in accordance with the provisions of the registration and settlement agency specified in the institute.

3.3.2 Customers can entrust members to buy and sell securities through self -service entrustment methods such as written or telephone, self -service terminal, and Internet. Self -service entrustment such as telephone, self -service terminal, and Internet shall be operated in accordance with relevant regulations.

3.3.3 If a customer participates in securities trading by self -service commission, a member shall sign a self -service commission agreement with it.

3.3.4 Except for other regulations, the entrusted instructions of the customer should include the following content:

(1) securities account number;

(2) Securities code;

(3) The direction of buying and selling;

(4) The number of commission;
n (5) commission price;

(6) Other content required by the members and members.

3.3.5 Customers can entrust members to buy and sell securities by commissioning or market price entrustment.

The price -limiting commission refers to the client commissioned members to buy and sell securities at a limited price. Members must declare buying securities at a limited price or below a limited price; Price declaration of selling securities.

The market price commission refers to the client commissioned members to buy and sell securities at the market price.

3.3.6 Customers can revoke the unsusted part of the commission.

3.3.7 The commission that is revoked and failed. Members should return the corresponding funds or securities to customers in time after confirmation.

3.3.8 If a member provides a trading securities and securities securities trading services to customers, it shall be handled in accordance with relevant regulations.

Section 4 declaration

3.4.1 The time for the bidding transaction of the Institute is from 9:15 to 9: 25, 9:30 to 11 to 11 per trading day. : 30, 13:00 to 15:00.

The opening collection bidding stage from 9:20 to 9:25 each trading date, the console of the firm does not accept the withdrawal of the withdrawal of the withdrawal; the time for other transactions to be reported, the non -transaction declaration can be revoked. The revoking instruction is valid for the confirmation of the trading host.

Is that if you think it is necessary, you can adjust the acceptance time.

3.4.2 Members shall be reported to the institute in a timely manner in a timely manner at the time entrusted by the customer.

3.4.3 The price limit declaration and market price declaration of the members received.

3.4.4 Depending on the market needs, the company can accept the market price declaration in the following methods:

(1) The best -time removal of the best five -gear transaction, that is, the declaration is in In the five prices of the opponents, the opponent's price is the transaction price one by one in the five prices, and the remaining ministry is automatically revoked.

(2) The best -time residual turn -limited price declaration of the optimal five -gear transaction, that is, the declaration of the opponent's price in the five best prices in the opponent's real -time price is the transaction price of the transaction price. According to the latest transaction price of the party's declaration to a limited price declaration; if there is no transaction of the declaration, it is converted to a limited price declaration according to the optimal quotation of the party;

(3) Other methods stipulated in this department.

3.4.5 The market price declaration is only applicable to transactions during the continuous bidding period of securities, except for transactions during the continuous bidding of securities.

3.4.6 The price limit declaration instruction shall include securities accounts, business department code, securities code, buying and selling direction, quantity, price and other content.

The market price declaration instructions shall include the application type, securities account number, business department code, securities code, buying and selling direction, quantity, etc.

The report instructions are transmitted according to the format stipulated in this regulation. If you think it is necessary, you can adjust the content and method of the declaration.

3.4.7 If you buy stocks, funds, and privileges through bidding transactions, the number of declarations shall be 100 shares (parts) or an integer multiple.

The parts with less than 100 shares (sections) when selling stocks, funds, and claims of less than 100 shares.

3.4.8 In bidding transactions, the number of bond transactions should be 1 hand or an integer multiple, and the number of bond pledge repurchase transactions shall be 100 hands or its integer multiple, bond buyout, The number of declarations for repurchase transactions shall be 1000 hands or an integer multiple.

The bond transactions and bond buying off -type repurchase transactions based on RMB 1,000 face value bonds, and bond pledge repurchase transactions at 1,000 yuan standard bonds as 1 hand.

. 3.4.9 shares, funds, and claim transactions shall not exceed 1 million shares (copies), and the maximum number of declarations for bond transactions and bond pledge repurchase transactions shall not exceed 1 The maximum number of declarations for bond buying and repurchase transactions should not exceed 50,000 hands.

Colidate according to market needs, the company can adjust the maximum number of declarations of securities.

3.4.10 Different securities transactions adopt different valuation units. The stock is "per share price", the fund is "the price of each fund", the certificate is "the price of each claim", the bond is "the price of the face value of the face value per 100 yuan", and The annual income, the bond buying off the repurchase is "the recovery price of the annual value of the face value bonds per 100 yuan."

3.4.11 A shares, bond transactions and bond buying off -type repurchase transactions, the minimum change unit is 0.01 yuan, funds and claim transactions are 0.001 yuan, B -share transactions are 0.001 US dollars The bond pledge repurchase transaction is 0.005 yuan.

3.4.12 Depending on market needs, the Institute can adjust the minimum change unit of various securities to buy and sell for the number of sub -sales declarations and the declared price.

3.4.13 The price of the stock and fund transactions is limited to the stock and fund transactions, and the ratio of the rise and fall is 10%, of which the price of ST stock and*ST stock prices rose 5%.

The calculation formula of the price of stocks and fund rising declines is: ups and downs prices = the previous closing price × (1 ± increase decline ratio).

The calculation results are taken to the minimum price change unit in accordance with the principle of the four houses and five entry principles.

The is one of the following situations. The first trading day has no price rising decline restriction:

(1) Stocks and closed funds that are publicly issued and listed for the first time;

(2) Add shares to the listing;

(3) The stock that will be resumed after the listing;

Essence

The approved by the Securities Regulatory Commission, the Institute can adjust the proportion of securities.

3.4.14 Sale securities with price rising decline restrictions, the declaration within the price rising decline restriction is effective declaration, and the declaration that exceeds the limit of price rising declines is invalid declaration.

3.4.15 Sale securities without price rising and down -to -decrease restrictions, the valid declaration price of the gathering stage should meet the following regulations:

(1) Stock transaction declaration price is not high 200%of the previous closing price, and not less than 50%of the previous closing price;

(2) Fund and bond transaction declaration prices are not higher than 150%of the previous closing price, and it is not low. 70%of the previous closing price.

The bond repurchase transaction declaration during the bidding stage has no price limit.

3.4.16 Sale securities without price rising and down -to -decrease restrictions, the valid declaration price of the continuous bidding stage shall meet the following requirements:

(1) The declaration price is not higher than instant time The minimum selling price revealed is 110%of the 90%of the maximum buying price disclosed in real time; at the same time, it is not higher than the average of the maximum declaration price and the minimum declaration price above, and not less than 70 %;

(2) Those who have no purchase declaration price in the instant revealing, the lowest selling price revealed in the real time, the lower of the latest transaction price is deemed to be the highest buying price in the preceding paragraph; n
(3) If there is no selling price in the instant disclosure, the maximum buying price revealed in the real time, and the higher in the latest transaction price as the lowest selling price in the preceding paragraph.

The on the day without transactions, the previous closing price is deemed to be the latest transaction price.

The regulations on the declared price restrictions according to market needs.

3.4.17 The day is valid. When the declaration of each participation in bidding transactions cannot be all transactions at a time, the unsold part continues to participate in the bidding on the day, except for other regulations.

The fifth section of the bidding

3.5.1 Securities bidding transactions are two ways: collective bidding and continuous bidding.

Caping bidding refers to the bidding method of one -time centralized matching of buying and selling declaration within the specified time.

The continuous bidding refers to the bidding method for continuous matching of buying and selling.

3.5.2 The sales declaration that has not been transmitted during the bidding period, and automatically enters continuous bidding.

Section 6 of transactions

. 3.6.1 Securities bidding transactions are matched according to the principle of priority and time priority.

The principle of priority priority at the time of transactions is: higher price buy declaration priority at lower prices buying declaration, lower price selling declaration priority to higher prices sell declaration.

The principle of priority at the time of transactions is: those who buy and sell the direction and the price are the same. The order of the transaction host is determined in order.

3.6.2 When the bidding is bidd, the determination principle of the transaction price is:

(1) The price of maximum transaction volume can be achieved;

(( 2) The price of the purchase declaration of the price higher than the price below the price of the price;

. Essence

It two or more declaration prices meet the above conditions, so that the declared price of the minimum transaction volume is the transaction price; The price is the transaction price.

The transactions for the bidding for the same price are sold at the same price.

3.6.3 When continuous bidding, the determination principle of the transaction price is:

(1) The maximum buying declaration price is the same as the minimum selling declaration price. Transaction price;

(2) The purchase price is higher than the minimum selling declaration price disclosed in real time. n (3) The sales price of the selling declaration is lower than the maximum buying declaration price revealed in real time, and the upper purchase price revealed the maximum buying declaration price is the transaction price.

. 3.6.4 The price reached by the transaction principle is not within the scope of the minimum price change unit, and the unit is taken to the corresponding minimum price change unit according to the principle of the four houses and five entry principles.

3.6.5 After the trading is compatible with the trading host, the transaction is established. In accordance with the establishment of the provisions of these rules, the transactions are effective at the establishment of the provisions. Both buyers and sellers must recognize the transaction results and fulfill the liquidation and settlement obligations.

The transactions that cause serious consequences due to force majeure, accidents, and trading systems that are illegally invaded. The Institute may take appropriate measures or determine invalid.

This transactions that are obviously lost, and appropriate measures can be taken to take appropriate measures and report to the CSRC.

The violation of this rule and severely damaged the normal operation of the securities market, and the ownership announced the cancellation of the ownership, and the loss caused by the violation traders.

3.6.6 The transaction reached in this rule, the transaction results are subject to the transaction data recorded by the trading host.

3.6.7 The liquidation and settlement business of securities transactions shall be handled in accordance with the regulations of the registration and settlement agency specified in this office.

Section 7 of large trading

3.7.1 The securities trading at this institute meet the following conditions, which can be transaction method:

(1) The number of Single Sale declarations in A shares should not be less than 500,000 shares, or the transaction amount should not be less than 3 million yuan;

(2) The number of single sales declarations for B shares should not be low. In 500,000 shares, or the transaction amount is not less than 300,000 US dollars;

(3) The number of single trading declarations for fund transactions shall not be less than 3 million, or the transaction amount shall not be less than less than less than less than less than less than 3 3 million yuan;

(4) The number of single trading declarations for national bonds and bond repurchase transactions should not be less than 10,000 hands, or the transaction amount should not be less than 10 million yuan;

(5) The number of other bonds shall not be less than 1,000 hands, or the transaction amount is not less than 1 million yuan.

The minimum limit for large transactions according to market conditions.

. 3.7.2 The time for the transaction application received by the Institute is from 9:30 to 11:30, 13:00 to 15:30 per trading date.

. The declaration of major transactions in the 3.7.3 transaction includes intent to declare and transaction declaration.

The intent to report instructions should include securities accounts, securities code, and sales direction.

The transaction declaration instructions should include securities code, securities account number, buying and selling direction, transaction price, number of transactions, etc.

3.7.4 Intent application should be true and effective. If the declared party's price is not clear, it is deemed to be at least to buy or sell at least the minimum price or the maximum price; if the number is not clear, it is deemed to be at least willing to buy and sell the minimum number of declarations for a single transaction.

3.7.5 When the intention declaration is accepted by members (including other members to report better prices than intentional declarations), the declared party shall, at least a member who accepts the intention of the intention to declare.

. 3.7.6 There is a transaction price of large -scale transaction transactions that limited securities, which are determined within the scope of the price restrictions of buyers and sellers on the same day.

The transaction price of large -scale transaction transactions without rising or falling restrictions on securities, which is determined by self -negotiation between 30%of the buying and seller at the previous closing price of 30%or the highest and lowest price that has been traded on the day.

3.7.7 After the buyer and seller reached an agreement, the transaction declaration was submitted to the trading system of the Institute.

The transaction declaration shall not be changed or revoked once the transaction declaration is confirmed, and the buyer and seller must recognize the transaction results.

3.7.8 Members should ensure that the actual transaction participants actually have securities or funds corresponding to the application and transaction declaration.

3.7.9 The large -level dealer system of the bond transaction.

The members recognized by this institute can serve as a first -level dealer to conduct bond quotation business through the major trading system of the institute.

. 3.7.10 major transactions are not included in the calculation of the institute's institute and index, and the transaction volume is included in the total transaction volume of the securities after the transaction is over.

3.7.11 After each transaction is over, it belongs to the stock and fund large transaction, and the name of the securities, transaction price, transaction volume, and the name of the member business department of the buyer and seller are announced. ; If it belongs to the bond and bond repurchase of large transactions, the name of the securities, transaction prices and trading volume announced by the institute.

The eighth section of bond repurchase transactions

3.8.1 Bond repurchase transactions include bond buyout transactions and bond pledge repurchase transactions.

. 3.8.2 Bond buyout repurchase transactions refer to the bond holder to sell the bond to the buyer. The equal number of the same number of bonds.

The bond pledge repurchase transaction refers to the bond holders while pledged the bonds, and the number of standard bonds calculated by the standard bonds calculated by the standard bonds as the amount of bonds. The two parties of the transaction agreed to return funds and cancel the pledge transaction after the repurchase period expires.

3.8.3 The period of the bond repurchase transaction is calculated at the calendar time. If the expiration date is a non -Easy Day, it is postponed to the next trading day.

It Chapter 4 Other transactions

The opening price and closing price

. The first transaction price.

. 4.1.2 The opening price of securities is generated by collecting bidding. If the opening price cannot be generated, it is generated by continuous bidding.

. The closing price of securities was the weighted average price of all transactions (including the last transaction) one minute before the last transaction of the securities. If there is no transaction on the day, the closing price was the closing price that day.

The second section of listing, delisting, suspension and resumption of trading

4.2.1 The listed securities are listed on the listing transaction.

4.2.2 If the securities listing period expires or no longer has the conditions for listing, it will terminate its listing transaction and deliver it.

4.2.3 shares and closed fund transactions have abnormal fluctuations, and the Institute can decide to suspend trading until the relevant parties will resume trading at 10:30 am on the day of the announcement.

Chat time according to market development needs, the company can adjust the resumption of trading of the suspension of securities.

. 4.2.4 The Institute may suspect the securities suspected of illegal and illegal transactions and announce it. Relevant parties shall submit a written report in accordance with the requirements of the institute.

The time and method of special suspension and resumption of trading shall be determined by the Institute.

. When the securities were suspended, the market released includes the information of the securities; after the securities are delisted, there is no information about the securities in the market.

4.2.6 The suspension of trading during the opening of the securities, the declaration before the suspension will participate in the transaction after the securities resume on the day of the securities; during the suspension of trading, you can continue to declare or cancel the declaration; The collection bidding is implemented, and the virtual opening reference price, virtual matching volume, and virtual unattractive amount are not revealed during the period of gathering bidding.

. 4.2.7 Securities listed, delisted, suspended and resumed trading, the institute will announce it.

. 4.2.8 Securities listed, delisted, suspended and resumed other regulations shall be implemented in accordance with the listed rules of the institute or other relevant regulations.

It section 3 Except for rights and dividends

4.3.1 Listed securities sharing equity distribution, provident fund to increase share capital, and allocated shares. On the trading day), the second trading day is processed to the securities removal of rights and dividends, except other regulations.

4.3.2 The calculation formula for reference prices for removing rights (interest) is:

) Stock price × Circulation shares change ratio] ÷ (1 circulation shares change ratio).

The securities issuer believes that it is necessary to adjust the above calculation formulas, you can submit an application for adjustment and explain the reason. The Institute can adjust the formula for reference prices based on the application decision and announce it.

The first closing price of the securities in the real estate of the securities is the reference price of the securities.

. 4.3.3 Except for rights (interest) securities trading, according to the reference price of rights (interest) as the benchmark for calculating the rise and fall, except other regulations.

Chapter 5 Transaction Information

New section 1 general provisions

5.1.1 Each trading day of securities transactions, securities, securities, securities, securities Index, securities transaction public information and other transaction information.

5.1.2 The institutes have timely compiled various daily reports, weekly reports, monthly reports and annual reports that reflect market transactions, and published them.

5.1.3 The transaction information generated by the institute is owned by this. No institution or individual may use and spread without this institute.

The institutions and individuals who use transaction information permitted by this institute shall not provide the transaction information of the Institute to other institutions and individuals without the consent of the institute.

5.1.4 The management measures for securities transaction information shall be separately stipulated.

The second section of instant market

5.2.1 9:15 to 9:25 during the opening collection period, the instant market content includes: securities code, securities abbreviation referred to , The pre -closing price, the reference price of the virtual opening, the virtual matching volume and the virtual non -matching amount.

5.2.2 During the continuous bidding period, the real -time market content includes: securities code, securities abbreviation, the closing price, the latest transaction price, the highest transaction price on the day, the minimum transaction price of the day, the cumulative number of the day, the total number of transactions, the day of The cumulative transaction amount, the highest purchase price and quantity, and the minimum sales price and quantity in real -time in real time.

5.2.3 On the first day of listing of the listing of securities, the previous closing price of the real -time market display is its issuance price, except for other regulations.

5.2.4 Instant quotes are transmitted to each member through the communication system, and members should be used within the scope of the institute.

5.2.5 Depending on the needs of the market, the Institute can adjust the method and content of the real -time market.

Segial securities index

5.3.1 The comprehensive index, ingredient index, classification index and other securities index compiled to reflect the overall price of securities transactions or certain types of securities prices The change and trend of the market immediately released.

5.3.2 The preparation of the securities index follows the principle of openness and transparency.

5.3.3 The specific method of setting up and preparation of the securities index shall be separately stipulated by the Institute.

Vender information r

5.4.1 Stocks with price rising declines, closed -end funds bidding transactions appear one of the following situations, this office announced The names of the five member business departments with the largest amount of buying and selling on the day and their buying and selling amount:

(1) Daily closing price rising and falling derivatives reached ± 7% The first three stocks (funds);

The calculation formula for the closing price rising decline is: the closing price rising decline deviation value = single stock (fund) rising or fall-corresponding classification index rising Fall. rnrn　　（二）日价格振幅达到15%的前三只股票（基金）；rnrn　　价格振幅的计算公式为：价格振幅=（当日最高价格-当日Minimum price)/minimum price × 100%.

(3) The first three stocks (funds) with a conversion rate of 20%;

The calculation formula for the turnover rate is: (Share)/Circus shares (share) × 100%.

The closing price rising or falling value, the price amplitude, or the same turnover rate, the transaction amount and the volume are selected in turn.

The corresponding classification index includes the Shanghai Stock Exchange Index, the Shanghai Stock B -share Index, and the Shanghai Stock Fund Index.

The stocks and closed funds with a price -free rising decline in 3.4.13, the names of the five member business departments of the five member business departments on the day of this day and their buying , Sold the amount.

5.4.2 Stocks and closed funds bidding transactions have one of the following situations, which are abnormal fluctuations. The names of the five largest membership department and their buying and selling amount:

(1) The daily closing price and decline of the daily closing price within three consecutive trading days reached ± 20%;

(2) The daily closing price and decline of ST stocks and*ST stocks within three consecutive trading days have reached ± 15%;

(3) Three consecutive transactions The average daily turnover rate of the daily turnover and the daily average rate of the previous five trading days has reached 30 times, and the cumulative turnover rate of the stock and closed funds within three consecutive trading days reached 20%;

(4) The institutions or the CSRC determined that it belongs to other situations that belong to abnormal fluctuations.

The abnormal fluctuation indicators are re -calculated from the date of resumption.

The stocks and closed funds that are limited to the priceless rising declines specified in 3.4.13 are not included in the calculation of abnormal fluctuation indicators.

5.4.3 In accordance with Article 4.2.4 of Article 4.2.4, the following information can be announced as required:

(1) Five of the largest transaction amount The name of the member business department and its buying, selling quantity and buying, and selling amount;

(2) Share statistics; Other information to be disclosed.

5.4.4 If the public information involves institutions involved in the institution, the name is "special institution".

5.4.5 Depending on the needs of market development, the company can adjust the content of the public information of securities transactions.

Chapter 6 Transaction Behavior Supervision

6.1 The Institute will be subject to the following abnormal trading behavior that may affect securities transaction prices or securities transaction volume. R n (1) Before disclosure of information that may have a significant impact on the price of securities transactions, buy or sell relevant securities in large quantities;

(2) Between the securities accounts opened by the certification document, a large number of transactions that are frequently or frequently conduct each other;

(3) Entrust and authorize to the same institution or the same person on behalf of the securities account, A large or frequent transactions of each other's opponents;

(4) Two or more fixed or suspected associated securities accounts, a large or frequent transaction of mutual opponents;

(5) Large declaration, continuous declaration or dense declaration to affect the price of securities transaction;

(6) Frequent declarations or frequently revoke the declaration to affect the price of securities transaction prices Or the investment decision of other investors;

(7) huge declaration, and the declaration price is obviously deviated from the securities market transaction price at the time of the declaration; Large and continuous transactions;

(9) A large or frequent turn transactions at the same price or similar price;

;

(11) securities transactions that deviate from investment analysis, prediction or recommendation with their own public release;

(12) false or Other declarations that disturb the market order;

(13) Other abnormal transactions that are considered to be monitored.

6.2 A member of the securities transaction of members and its business department found that one of the exception trading behaviors listed in Article 6.1 may seriously affect the order of securities transactions. Essence

6.3 One of the abnormal trading behaviors listed in 6.1, and a significant impact on the price of securities transactions or transaction volume, the institute may adopt non -on -site investigation and on -site investigation measures, requiring relevant members and its them to be营业部提供投资者开户资料、授权委托书、资金存取凭证、资金账户情况、相关交易情况等资料；如异常交易涉及投资者的，本所可以直接要求其提供有关材料。 rnrn　　6.4 会员及其营业部、投资者应当配合本所进行相关调查，及时、真实、准确、完整地提供有关文件和资料。 rnrn　　6.5 对情节严重的异常交易行为，本所可以视情况采取下列措施：rnrn　　（一）口头或书面警示；rnrn　　（二）约见谈话；rnrn　　（三）要求相关投资者提交书面承诺；rnrn　　（四）限制相关证券账户交